Investor Qualification — Reg D Rule 506(c)
Available Only to
Verified Accredited Investors
Who Argo Works With
Argo Private Client Group's investment strategy is offered exclusively through a private pooled vehicle under Regulation D Rule 506(c) of the Securities Act of 1933. Participation is limited to investors who meet the SEC's definition of an accredited investor and complete required third-party verification.
Argo does not manage separate retail investment accounts. This is not a public offering and is not available to the general public. Prospective investors must complete third-party accredited investor verification before receiving offering materials or subscribing. Subscription is subject to review and acceptance.
Private offerings are illiquid, speculative, and suitable only for investors who can bear the economic risk of loss. Investors must understand the risks, illiquidity, and limited transparency relative to public investments. Past performance is not indicative of future results.
Beyond regulatory qualification, Argo is selective about the investors we work with. We look for alignment of objectives, a long-term perspective, and an understanding of how private pooled strategies differ from conventional investments.
The Argo Investor Profile
Meets SEC accredited investor definition and completes required verification
Understands the nature of private pooled investment risk and illiquidity
Maintains a long-term investment perspective
Is not dependent on invested capital for near-term liquidity needs
Seeks diversification beyond conventional public equity and bond portfolios
Accepts that private offerings are speculative and loss of principal is possible
Values discretion, professionalism, and direct principal access
Accredited Investor Qualification
Under SEC Rule 501 of Regulation D, an accredited investor is defined as an individual or entity meeting one or more of the following criteria. Under Rule 506(c), all investors must complete third-party verification of their accredited status prior to participation.
Individual Income
Annual income exceeding $200,000 in each of the two most recent calendar years, with a reasonable expectation of the same income level in the current year. For married couples or spousal equivalents, the threshold is $300,000 combined.
Net Worth
Individual or joint net worth exceeding $1,000,000 at the time of investment, excluding the value of the investor's primary residence. Certain mortgage obligations may also be deducted.
Professional Certification
Holders of FINRA Series 7, Series 65, or Series 82 licenses in good standing are deemed accredited investors based on their demonstrated financial sophistication.
Knowledgeable Employees
Certain knowledgeable employees of a private fund — including executive officers, directors, trustees, and general partners — may qualify as accredited investors with respect to that fund.
Entity Qualification
Corporations, partnerships, LLCs, trusts, and other entities with total assets exceeding $5,000,000 that were not formed for the specific purpose of acquiring the offered securities may qualify.
Family Offices
Family offices with at least $5,000,000 in assets under management and their family clients may qualify as accredited investors under the SEC's expanded definition.
The above is a summary for informational purposes only and does not constitute legal advice. Investor qualification is subject to third-party verification as required under Rule 506(c). Prospective investors should consult with qualified legal and financial advisors to confirm their accredited investor status prior to participating in any offering.
The Investor Process
Initial Inquiry
Contact Argo directly by phone or through our online inquiry form. All inquiries are handled personally by Dan Miller with complete discretion.
Private Discussion
A brief introductory conversation to understand your investment objectives, current portfolio context, and whether Argo's private offering may be appropriate for your situation. No obligation.
Accredited Investor Verification
Under Rule 506(c), all prospective investors must complete third-party accredited investor verification before receiving offering materials. This is a regulatory requirement, not a formality.
Offering Materials
Following verification, qualified investors receive confidential offering documents including strategy details, fund terms, risk disclosures, and subscription documentation.
Subscription and Acceptance
Investors who wish to proceed complete subscription documentation. Participation is subject to review and acceptance by the fund. Acceptance is not guaranteed.
Begin the Investor Process
Contact Dan Miller directly to discuss your situation and determine whether Argo's private offering may be appropriate for your portfolio.